 |
|
|
Regulatory Examinations Compliance Officer, Stamford, Connecticu
|
Huxley Associates
Salary: Negotiable
|
USA-CT-Stamford |
08 Jan |
| A Stamford based financial services firm is seeking a compliance officer for their regulatory department. |
|
|
Financial Services Compliance Analyst
|
Bloomberg (USA)
Salary: Competitive
|
USA-NY-New York City |
08 Jan |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, prici... |
|
|
Institutional Equity Compliance Officer - Regulatory Control Group
|
Legend Global Search, Inc...
Salary: $175K+
|
USA-NY-New York City |
08 Jan |
| Institutional Equity Compliance Officer - Financial Services Company - Compliance, Risk Management |
|
|
AML Director - Financial Investigations Unit
|
Legend Global Search, Inc...
Salary: $155K
|
USA-NY-New York City |
08 Jan |
| AML Director - Financial Investigations Unit |
|
|
Chief Regulatory Officer
|
Legend Global Search, Inc...
Salary: $203K
|
USA-NY-New York City |
08 Jan |
| Chief Regulatory Officer |
|
|
Fixed Income Compliance Officer
|
Michael Page
Salary: 100,000 - 150,000
|
USA-NY-New York City |
08 Jan |
| Leading global hedge fund is looking to add a fixed income compliance officer with 3-7 years of experience on the trading des... |
|
|
Attorney with Hedge Fund Formation & Investment Management Experience
|
The Boldon Group
Salary: Excellent
|
USA-NY-New York City |
08 Jan |
| Our client is seeking an attorney with at least seven years experience in all aspects of the fund management practice. This... |
|
|
Attorney-Broker-Dealer/Compliance
|
IJC Partners, LLC.
Salary: Base & Bonus
|
USA-NY-New York City |
08 Jan |
| Our client is looking for an attorney with expertise in broker-dealer legal and compliance issues to join the team. |
|
|
Chief Compliance Officer
|
Michael Page
Salary: 150,000 - 250,000
|
USA-NY-New York City |
08 Jan |
| Dynamic Global Hedge Fund is looking for a Chief Compliance Officer with 10-15 years of experience in Investment Adviser's Co... |
|
|
Anti-Money Laundering Compliance Manager
|
Not Disclosed
Salary: Salary will be base plus...
|
USA-NY-New York City |
06 Jan |
| The AML Manager will manage a team in the evaluation of AML compiane programs in the Banking and Securities Industry. |
|
|
Investment Management Compliance Officer
|
Not Disclosed
Salary: Base salary, benefits and...
|
USA-NY-New York City |
06 Jan |
| Our client is a top, global investment management firm seeking a Compliance Officer to report directly to the firm's Chief Co... |
|
|
Banking Policies and Procedures Writer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
05 Jan |
| See job description below |
|
|
Market Regulation Attorney
|
Chicago Mercantile Exchan...
Salary: not disclosed
|
USA-NY-New York City |
05 Jan |
| See job description below |
|
|
Director, Project Manager (pension disclosure)
|
Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
05 Jan |
| The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension Disclosures. |
|
|
Compliance Office/Associate
|
Robert Half Int - Financi...
Salary: 80,000-100,000
|
USA-NY-Hempstead |
24 Oct |
| Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We... |
|
|
Securities Business Auditor
|
Goldman Sachs
Salary: N/A
|
USA-NY-New York City |
25 Jul |
| Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm... |
|
